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fine

Displaying items by tag: fine

Thursday, 07 October 2021 12:12

NatWest faces major FCA fine for money laundering

National Westminster Bank Plc has pleaded guilty to money laundering offences related to £400m transferred to a Bradford gold dealer.

Published in Articles
Monday, 03 February 2020 12:58

Nearly 1m miss tax return deadline and face fines

HMRC says that a ‘record breaking’ 11.1m taxpayers beat the 31 January tax return deadline but 958,000 still missed the cut off date.

Published in Articles
Wednesday, 29 January 2020 12:34

FCA says sorry after being hit with pension fine

The Financial Conduct Authority’s pension scheme has apologised after being hit with a £2,000 fine from The Pensions Regulator over governance shortcomings.

Published in Articles
The Pensions Regulator has fined a firm £350,000 for failing to fully comply with its pension duties.
Published in Articles
A corporate professional trustee firm has been fined £103,750 for breaching multiple areas of pension law.
Published in Articles
SIPPs and SSAS firm Talbot and Muir has warned that many SSAS arrangements are being charged high fees but receiving little or no service. 
Published in Articles
Wednesday, 03 October 2018 12:46

FCA fines Tesco Bank £16.4m over cyber failures

The FCA has fined Tesco Personal Finance plc (Tesco Bank) £16.4m over failings relating to a cyber attack in November 2016.
Published in Articles
Friday, 21 September 2018 12:39

Advice firm CEO banned over SIPP advice failures 

The FCA has imposed a reduced fine of £60,000 on Alistair Rae Burns and made an order banning him from performing any senior management function in financial services.
Published in Articles

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