Displaying items by tag: Insolvency Service
3 disqualified as directors over £44m SIPP mis-selling
Three directors - two of them IFAs - have been fined and disqualified as directors over a £44m SIPP mis-selling scheme.
Failed SIPP duo banned after paying themselves £1.3m
A father and son duo behind a failed SIPP firm - which saw investors hand over nearly £92m - have been banned as directors after repaying themselves over £1.3m ahead of creditors.
Director of unregistered pension scheme banned for 8 years
A director of a Nottingham-based call centre has been banned from running a business for 8 years due to running an unregistered pension scheme.
SIPP adviser banned as a director for 13 years
Chartered Financial Planner Darren Antony Reynolds has been banned from being a director for 13 years for pension transfer failings which resulted in clients losing £24 from their pensions.
£7m SIPPs adviser is banned for 8 years
A Wolverhampton financial adviser has been banned for 8 years after clients lost £7m due to poor pension investment advice involving SIPPs.