Displaying items by tag: FCA
'Clients could suffer if FCA fails to clarify capital adequacy rules'
AMPS legal team examine ruling to prevent Sipp Judicial Review
Bid for Sipp capital framework Judicial Review fails
Judicial Review decision looms on capital framework for Sipp firms
FCA report: Retirement market failing customers
FCA to 'strengthen' guidance rules to protect consumers
The FCA will strengthen its proposals on the pensions guidance service to protect consumers in light of industry concerns and following fears raised in Parliament over another mis-selling scandal.
FCA: Retirement reforms make protection role greater
The sweeping reforms to pensions introduced in the Budget have increased the need for regulators to protect consumers, the chairman of the FCA has said.
FCA warns about Sipps being used to promote one firm's shares
The Financial Conduct Authority has issued a warning about individuals being encouraged to transfer assets from their work pension schemes into Sipps as part of a deal to buy one company's shares.
Misselling is a risk of pension reforms, FCA chief tells MPs
The Budget pension reforms do pose a risk of leading to misselling, the FCA's chief executive has admitted, following concerns raised by MPs.
Capital adequacy formula changes labelled 'odd'
Changes to the capital adequacy formula, which were announced this week, have been described as 'odd' by a Sipp provider.