Displaying items by tag: wealth managers
Friday, 31 January 2025 17:29
New-style retail corporate bonds proposed
The Financial Conduct Authority has published proposals today which would pave the way for a new generation of smaller corporate bond issues aimed at retail investors and wealth managers.
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Wednesday, 21 April 2021 15:07
FSCS declares 11 firms in default including pension advisers
The Financial Services Compensation Scheme (FSCS) declared 11 firms in default in March, including several wealth managers and a firm involved in BSPS transers.
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Thursday, 28 February 2019 13:35
FCA gets tougher on post-MiFID II cost disclosure
The Financial Conduct Authority has called on the investment sector and wealth managers to improve the way they disclose costs and charges to clients following a review of the sector which found shortcomings.
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