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CISI

Displaying items by tag: CISI

Tuesday, 08 August 2023 11:30

CISI reprimanded for data breach

The Chartered Institute for Securities & Investment has been reprimanded by the Information Commissioner’s Office (ICO) following a data breach on 17 February 2020.

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Tuesday, 15 November 2022 11:11

CISI appoints new Manchester President

Tricia Lucey, business and compliance manager at Luna Investment Management, has been appointed as the new President of the Chartered Institute for Securities & Investment Manchester and North West district branch committee.

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Tuesday, 14 June 2022 08:41

CISI appoints regulation exec as new CEO

The Chartered Institute for Securities & Investment, the professional body for Certified Financial Planners and other finance professionals, has appointed Tracy Vegro, a director at the Solicitors’ Regulation Authority, as its news chief executive.

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The Chartered Institute for Securities & Investment, the professional body for Certified Financial Planners, is asking members to help mark its 30th anniversary year which begins today.

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The Queen has approved a recommendation by the Privy Council that the CISI can use the designation Chartered Fellow (Financial Planning) for all members that have gained its Certified Financial Planner accreditation.

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Thursday, 07 January 2021 10:34

CISI exams go online

The Chartered Institute for Securities and Investment (CISI) has extended its remote exam testing sessions to all its UK and international students sitting level 3 and 4 MCQ exams.

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Wednesday, 17 April 2019 11:03

CISI warns FCA over FOS compensation increase

The Chartered Institute for Securities & Investment (CISI) has raised concerns with the FCA at the decision to increase the Financial Ombudsman Service’s (FOS) compensation limit from £150,000 to £350,000, as it may have “serious unintended consequences for its member SMEs”.
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Thursday, 11 April 2019 10:40

CISI 2019 Awards winners revealed

The winners of this year’s CISI Awards have been revealed.
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Friday, 25 January 2019 12:33

CISI members' fears over Pensions Dashboard cost

The CISI’s Financial Planning and wealth management members have responded positively to Government plans to introduce a pensions dashboard, but are worried about the costs.
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The CISI Annual Financial Planning Conference heard yesterday from an expert panel that many lessons can be learned from the BSPS debacle and more must be done to stop a repeat.
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