Displaying items by tag: regulation

The FCA is to impose additional checks on firms approving financial promotions.

The demise of Rowanmoor Personal Pensions this week comes as no surprise.

The Financial Conduct Authority (FCA) has issued warnings over two firms offering financial advice without its authorisation.

New emergency asset retention rules from the Financial Conduct Authority (FCA) have been applied to 101 firms who provided pension transfer advice for former British Steel Pension Scheme (BSPS) members.

SIPP industry veteran John Moret has called on the Treasury to review and rewrite SIPP regulation, saying the current framework is ‘a mess and not fit for purpose’.

The Financial Conduct Authority is facing strong criticism for its handling of the £46m Blackmore Bond collapse which has left a number of investors facing thousands in losses.

The news of Hartley Pensions appointment of administrators may not have come as a huge surprise given the recent restrictions imposed on them by the FCA but I believe it is of great significance for the world of SIPPs.

The Pensions Regulator (TPR) has launched a new three-pronged scam prevention strategy as concerns over rising vulnerability amongst pension savers continue to rise.

The FCA is introducing tougher new rules to tackle “misleading adverts” that encourage consumers to invest in high-risk products without understanding the risks.

The FCA has launched a new section on its website to give regulated firms regularly updated guidance on helping clients hit by the cost of living crisis.