regulation
Displaying items by tag: regulation
Thursday, 17 September 2015 12:23
4,000 face 40% or higher pension exit fees
A leading pensions expert says the number of people found to be facing exit charges in a major FCA study is ‘significant’ - despite being lower than many might have expected.
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Wednesday, 16 September 2015 12:09
Pension reforms: FCA finds many firms refusing insistent clients
Nearly a third of firms have told the FCA they always refuse transfers from insistent clients.
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Friday, 28 August 2015 10:46
Troubled Sipp providers hold talks with Mattioli
A director at Mattioli Woods has confirmed his firm is holding talks with troubled Sipp providers and the FCA to look at possible solutions ahead of the revamped capital adequacy rules taking effect next year.
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Friday, 24 July 2015 12:25
Fines worth £169,000 issued for auto-enrolment failings
Fines worth just under £170,000 were handed out to firms for auto-enrolment failings in the 12 months from April 2014.
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Wednesday, 10 June 2015 12:20
Pension transfer specialist rule changes increase complexity
Rule changes to make advising on the transfer of safeguarded pension benefits into flexible benefits a regulated activity could lead to further up skilling in the industry, a pensions expert believes.
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Thursday, 26 March 2015 11:40
Regulator pushes pensions dashboard proposal
The Financial Conduct Authority is proposing a pensions dashboard allowing consumers to see all their pension pots in one place, following a study on retirement income it carried out last year.
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Thursday, 27 February 2014 11:11
Regulation the overriding fear for retirement planning advisers
Retirement planning advisers have told how regulation is their overriding fear in the wake of RDR.
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Friday, 09 August 2013 11:39
New interim chief executive for The Pensions Regulator
The Pensions Regulator has appointed Stephen Soper as interim chief executive.
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Friday, 05 April 2013 14:48
London & Colonial voices concern over pension property loophole
Pension specialist London & Colonial has expressed concern that some advisers may continue to promote questionable esoteric and overseas property developments.
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