Displaying items by tag: default
FSCS declares Huddersfield BSPS-linked firm in default
The Financial Services Compensation Scheme has declared BSPS-linked adviser firm Mark Peter Houlbrook (FRN: 498168) in default over pension transfer advice, opening the door to compensation for ex-clients with valid claims.
Adviser hit by 463 claims is declared in default
The Financial Services Compensation scheme has declared City of London-based adviser firm Alexander David Securities Ltd (FRN 469150) in default.
FSCS declares three pension and SIPP firms in default
The Financial Services Compensation scheme has today declared three financial advice firms as failed, including two SIPP-related and one linked to BSPS.
Hartley defaults as client exit costs rise to £36m
The Financial Services Compensation Scheme (FSCS) has declared SIPP and SSAS provider Hartley Pensions in default.
Failed SIPP provider Rowanmoor declared in default
The FSCS has declared nine financial services firms - including failed SIPP provider Rowanmoor - in default during December and January, including several financial advisers.
FSCS declares SIPP adviser in default
The Financial Services Compensation Scheme has declared in default a Sipp adviser firm and three other advice firms.
DAC Pensions declared in default as claims mount
SIPP provider DAC Pensions - which had more than 600 clients and nearly £27m in assets under administration - has been declared in default by the FSCS, opening the door to compensation claims.
FSCS declares SIPP adviser firm in default
The Financial Services Compensation Scheme has declared Cardiff-based pension firm The London Trading Company (UK) Ltd (FRN: 678985) in default.
13 firms declared in default by FSCS
The Financial Services Compensation Scheme (FSCS) has today declared 13 firms in default - most of them adviser businesses - opening the door to clients claiming compensation.
SIPP adviser placed in default by FSCS
The Financial Services Compensation Scheme has declared in default its fifth financial adviser firm this month.