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Displaying items by tag: compliance

Friday, 29 September 2023 14:10

Warning about FCA retirement income advice probe

Financial Planning firms need to assess their retirement income advice in advance of the FCA’s impending review of the retirement income market, a compliance firm has warned.

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The Association of Member-Directed Pension Schemes (AMPS) is to host its annual Compliance and Technical Seminar on 9 October at the Hilton London Paddington. 
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The FCA has proposed changes to the new capital adequacy rules - including a relaxation of the frequency of calculating AUA - which it says will reduce firms’ compliance costs.
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Barnett Waddingham's compliance officer Zoe Smith has joined the committee for the Association of Member-directed Pension Schemes (AMPS).
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