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FCA

Displaying items by tag: FCA

Wednesday, 18 January 2023 10:13

FCA warns on scammers targeting Hartley victims

The FCA has warned that scammers may be targeting victims of the collapsed SIPP and SSAS provider Hartley Pensions.

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Tuesday, 13 December 2022 10:28

FCA calls for views on PRIIPs replacement

The FCA has called for views on potential disclosure rules to replace the Packaged Retail Investments and Insurance Products (PRIIPs) regime and the Undertaking of Collective Investment in Transferable Securities (UCITS) rules.

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Three directors - two of them IFAs - have been fined and disqualified as directors over a £44m SIPP mis-selling scheme.

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Wednesday, 07 December 2022 08:45

FCA to step up financial promotion checks

The FCA is to impose additional checks on firms approving financial promotions.

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Friday, 02 December 2022 13:01

FCA to alert pension savers to cash savings risk

The FCA is to push ahead immediately with plans to warn pension savers of the corrosive effect of inflation on cash savings.

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Wednesday, 30 November 2022 09:50

Cheaper and simpler advice regime planned by FCA

The FCA is set to open the door to regulated 'simplified' financial advice to make advice cheaper and more accessible.

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Monday, 28 November 2022 09:42

£45,000 average payouts for BSPS members on way

The Financial Conduct Authority said today that its expects more than 1,000 British Steel Pension Scheme (BSPS) members hit by poor pension transfer advice to start receiving redress calculations in 2023.

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Friday, 25 November 2022 16:20

FCA warns on Hartley Pensions communications

The FCA has taken the rare step of issuing a warning about communications from a troubled firm, SIPP and SSAS provider Hartley Pensions.

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Friday, 04 November 2022 16:13

FCA intervenes on hundreds of pension ads

The FCA intervened on a record 4,151 financial promotions between July and September this year, the highest quarterly number since it started publishing the data.

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Wednesday, 12 October 2022 09:15

FCA takes on 125 staff to cut authorisations backlog

The Financial Conduct Authority has recruited 125 new staff to tackle a growing backlog in firm and individual authorisations.

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