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Displaying items by tag: FCA

The FCA plans to publish performance metrics for itself and the sector for the first time as it raises its annual funding requirement by 4.3%, according to the regulator’s new three year business plan.

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Friday, 25 March 2022 18:46

FCA to revamp performance scenario rules

The FCA has made significant changes to the rules on Packaged Retail and Insurance-based Investment Products (PRIIPs) in one of its first major moves away from EU regulation.

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SIPP provider Heritage Pensions Limited has gone into liquidation this week after a string of upheld claims against the firm.

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The regulated financial market failed to protect the British Steel Pension Scheme members, according to a damning report from the National Audit Office (NAO) into the wave of bad advice given to BSPS members.

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The FCA is to consult on allowing fund managers to ring-fence or 'side pocket' sanctioned Russian investments so the funds could continue to trade.

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Wednesday, 09 March 2022 13:11

FCA restricts Hartley Pensions from new business

The Financial Conduct Authority (FCA) has placed a restriction on Bristol-based SIPP provider Hartley Pensions preventing the firm from taking on any new business.

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Wednesday, 02 March 2022 15:04

FCA caps Claims Management Company charges

The Financial Conduct Authority (FCA) has introduced a cap on fees for claims management companies (CMCs).

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AJ Bell has opposed FCA plans for a default investment fund for non-workplace pensions.

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Tuesday, 15 February 2022 07:58

FCA stops British Steel adviser asset sale

The Financial Conduct Authority (FCA) has stopped AJH Financial Services Limited (AJH) from disposing of assets without FCA permission.

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Friday, 11 February 2022 15:32

FCA confirms SIPPs must be on Pensions Dashboards

The Financial Conduct Authority has published a consultation paper today on Pensions Dashboards which explicity confirms that SIPPs will be included in Pensions Dashboards. 

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