FCA
Displaying items by tag: FCA
Wednesday, 24 July 2013 12:26
Larger firms at risk from FCA capital adequacy rulings
Martin Tilley of Dentons Pensions believes the proposed capital adequacy ruling for Sipp firms could put larger firms at risk as well as small ones.
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Thursday, 11 July 2013 11:28
Current account commission should affect firms' cap-ad requirements
Liberty Sipp believes a firm's dependency on current account commissions should be factored into the new capital adequacy regime.
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Thursday, 27 June 2013 10:32
Advisers unconcerned by capital adequacy ruling for Sipp providers
Financial advisers and providers are divided between the most important factors for choosing a Sipp firm.
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Tuesday, 28 May 2013 10:14
Suffolk Life acquires over 400 Sipps from Origen
Sipp provider Suffolk Life has acquired the Sipp business of Origen Investment Services.
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Thursday, 18 April 2013 16:50
FCA bans MD of Sipp operator Montpelier Pension Administration
The Financial Conduct Authority (FCA) has banned Kevin Wells, the managing director of Montpelier Pension Administration Services Limited (MPAS), from performing any significant influence function at any regulated firm, and also censured him.
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