FCA

Monday, 06 January 2014 16:22

FCA and PRA to conduct Co-op Bank probes

The Financial Conduct Authority and The Prudential Regulation Authority have confirmed that they will be undertaking enforcement investigations into events at the Co-operative Bank.

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Friday, 29 November 2013 12:37

FCA capital adequacy proposals may be held back to June 2014

The FCA may hold back on releasing its much-awaited final proposals on capital adequacy until as late as June 2014.

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Thursday, 14 November 2013 00:00

Andrew Roberts' blog: Should HMRC pre-vet schemes?

So my first month away from AMPS in six years and I was suffering from cold turkey when I saw the release of new guidance by the FCA together with the announcement of a third thematic review.

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Friday, 18 October 2013 11:41

FCA bans two advisers over £35m Sipp-linked property scheme

A Sipp scheme was used by two Surrey-based investments advisers who have have been fined a total of £885,000 and been banned by the FCA from holding any position at a financial firm.

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Tuesday, 15 October 2013 11:36

FCA says it will use power to name firms being investigated

The Financial Conduct Authority has confirmed how it will use its new power to publicise warning notices by publishing information about proposed enforcement action.

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Monday, 09 September 2013 11:50

FCA may add annuities to £1 trillion savings market probe

The Financial Conduct Authority has said it may launch a probe into annuities following its 'market study' into the £1 trillion UK cash savings market announced today which will look at whether consumers are getting a good deal.

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Friday, 30 August 2013 11:50