Displaying items by tag: FCA
Tuesday, 16 July 2019 12:09
FCA planning to replace Gabriel returns platform
The FCA is to launch a new platform to replace Gabriel, it’s main tool for collecting data from financial adviser firms.
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Friday, 05 July 2019 09:54
SIPPs investment parking firms go into administration
Four parking scheme firms, investments in which were sold through SIPPs providers, have slumped into administration.
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Thursday, 20 June 2019 11:36
FCA plans new regulatory action over DB transfers
The FCA has revealed it will take further action over DB transfers.
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Thursday, 13 June 2019 10:56
Elaine Turtle: Led up the garden path over SIPPs
The Financial Conduct Authority (FCA) is concerned about how pension freedoms are impacting consumers and quite rightly so, especially with regards to those accessing their retirement savings and not taking advice, putting them at risk of running out of money, or worse, being scammed.
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Thursday, 02 May 2019 11:24
FCA launches intergenerational finance discussion paper
The FCA has today published a discussion paper on intergenerational financial differences, exploring the changing financial needs of consumers from different age groups.
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Features
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Thursday, 18 April 2019 12:22
New FCA data shows 5% drop in complaints
FCA figures have shown a fall in the number of complaints about regulated firms.
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Wednesday, 17 April 2019 11:03
CISI warns FCA over FOS compensation increase
The Chartered Institute for Securities & Investment (CISI) has raised concerns with the FCA at the decision to increase the Financial Ombudsman Service’s (FOS) compensation limit from £150,000 to £350,000, as it may have “serious unintended consequences for its member SMEs”.
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Monday, 01 April 2019 11:46
900+ ambulance chasers enter FCA regulation today
The FCA began regulating the claims management industry from today.
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Tuesday, 19 March 2019 12:03
More than 600 ‘ambulance chasers’ register with FCA
The FCA has revealed more than 600 so-called ‘ambulance chaser’, or claims management companies (CMCs), have registered with the authority.
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Friday, 08 March 2019 12:30
FCA reveals final rules on financial services directory
The FCA has announced the final rules on the Directory - a new public register that enables consumers, firms and others to find information on key individuals working in financial services.
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