The FCA has written to SIPP firms to reiterate regulatory commitments following the judgement in the Berkeley Burke case.
Discretionary fund manager (DFM) and Sipp provider Greyfriars Asset Management has slumped into administration.
SIPP provider Curtis Banks has refreshed its SIPP due diligence guide for advisers.
Financial Planner and wealth manager Saunderson House has parted company with its investment director Chris Sexton after 14 years.
The FCA has imposed a reduced fine of £60,000 on Alistair Rae Burns and made an order banning him from performing any senior management function in financial services.