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£125m pension transfer adviser appeals FCA fine
The FCA has provisionally fined pension transfer financial adviser Geoffrey Edward Armin £1.28m for a number of advice failings.
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6 Nucleus directors quit as James Hay takes over
Six Nucleus directors have stood down from the company today as the takeover of the business by James Hay is completed creating a platform managing £47bn in funds.
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Q2 equity release activity nears pre-pandemic levels
Over 20,000 consumers used equity release to access property wealth between April and June, close to pre-pandemic activity levels.
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Investors set for £11m compensation as FCA wins Avacade appeal
The Court of Appeal has upheld findings of breaches against illegal pension introducers Alexandra Associates (UK) Limited trading as Avacade Future Solutions (AA), and Craig and Lee Lummis in a case brought by the Financial Conduct Authority (FCA).
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CISI gets permission to award Planners top designation
The Queen has approved a recommendation by the Privy Council that the CISI can use the designation Chartered Fellow (Financial Planning) for all members that have gained its Certified Financial Planner accreditation.
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