Monday, 12 October 2020 09:46
FCA bans 2 IFAs over 'fabricated' SIPP applications
- font size decrease font size increase font size
The FCA has today banned indefinitely two directors of an IFA firm for their roles in submitting “false and misleading information” about customers’ high net worth status when making SIPP applications.
Read 1660 times
Published in
Articles
Related items
More in this category:
« SIPP providers back ABI-supported diversity drive
SIPP providers need to invest in tech say Planners »
News from Twitter
Articles by Keyword
AJ Bell
AMPS
annuities
Autoenrolment
Barnett Waddingham
Curtis Banks
DWP
FCA
FOS
FSCS
James Hay
Lisa Webster
Mattioli Woods
Pension
pension freedoms
pensions
pension transfers
Platforms
regulation
retirement
retirement planning
Sipp
Sipps
Ssas
Talbot and Muir
The Pensions Regulator
TPR
Webster
websterblog
Xafinity