FCA
Displaying items by tag: FCA
Friday, 18 October 2013 11:41
FCA bans two advisers over £35m Sipp-linked property scheme
A Sipp scheme was used by two Surrey-based investments advisers who have have been fined a total of £885,000 and been banned by the FCA from holding any position at a financial firm.
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Tuesday, 15 October 2013 11:36
FCA says it will use power to name firms being investigated
The Financial Conduct Authority has confirmed how it will use its new power to publicise warning notices by publishing information about proposed enforcement action.
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Monday, 09 September 2013 11:50
FCA may add annuities to £1 trillion savings market probe
The Financial Conduct Authority has said it may launch a probe into annuities following its 'market study' into the £1 trillion UK cash savings market announced today which will look at whether consumers are getting a good deal.
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Friday, 30 August 2013 11:50
Talbot & Muir looks to buy-up smaller Sipp books
Talbot & Muir is looking to acquire Sipp books as providers debate the viability of the capital adequacy rules
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Monday, 19 August 2013 11:50
Liberty Sipp plans campaign against complex property transfers
Liberty Sipp is planning a campaign to highlight the high time and costs involved in in-specie property transfers.
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Thursday, 15 August 2013 11:26
DP Pensions: Cap-ad reform should be based on number of Sipps
The director of DP Pensions disagrees that the Financial Conduct Authority's capital adequacy requirements should be based on asset value.
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Wednesday, 24 July 2013 12:35
Cover feature: Future of the Sipps sector
Increased regulation and competition is spurring consolidation in the Sipp sector but what will the future hold? By Sally Hamilton.
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Wednesday, 24 July 2013 12:26
Larger firms at risk from FCA capital adequacy rulings
Martin Tilley of Dentons Pensions believes the proposed capital adequacy ruling for Sipp firms could put larger firms at risk as well as small ones.
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Thursday, 11 July 2013 11:28
Current account commission should affect firms' cap-ad requirements
Liberty Sipp believes a firm's dependency on current account commissions should be factored into the new capital adequacy regime.
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Thursday, 27 June 2013 10:32
Advisers unconcerned by capital adequacy ruling for Sipp providers
Financial advisers and providers are divided between the most important factors for choosing a Sipp firm.
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